#broker-dealer-registration

[ follow ]
Cryptocurrency
fromnews.bitcoin.com
4 hours ago

New SEC Guidance Targets DeFi Interfaces, Self-Custodial Wallets, and Execution Routing Disclosures

Crypto trading interface operators can avoid broker-dealer registration if they meet 12 specific conditions outlined by the SEC.
Cryptocurrency
fromBitcoin Magazine
4 hours ago

SEC Opens Limited Broker Exemption Path For Crypto Trading Interfaces

Certain user-facing interfaces for crypto trading may not need broker-dealer registration if they meet specific conditions.
[ Load more ]