#investor-protection

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US politics
fromwww.aljazeera.com
1 month ago

India's ban on Jane Street raises concerns over regulator role

India's ban on Jane Street for price manipulation raises investor protection and regulatory oversight concerns.
fromThe Daily Upside
1 month ago

Investor Advocacy Group Criticizes FINRA's Remote Inspections

Remote inspections by FINRA may increase misconduct risk and undermine investor protection according to PIABA.
Fundraising
fromBrooklyn Eagle
3 months ago

Former private equity executives sentenced to prison

Gentile and Schneider sentenced to prison for defrauding investors in GPB Capital scheme. Their actions led to significant financial losses for over 10,000 investors.
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