#broker-rights

[ follow ]
Business
fromJezebel
2 hours ago

The Stock Market Can Stay Irrational Longer than You Can Stay Solvent

Allbirds' stock surged 600% after announcing a shift to AI, illustrating market irrationality during manias.
#private-credit
Careers
fromwww.businessinsider.com
15 hours ago

One of the most stressful jobs in finance right now: private credit sales

Private credit professionals are shifting from growth to defense as redemption requests rise and concerns about credit quality increase.
Business
from24/7 Wall St.
3 weeks ago

Private Credit Could Crush the Stock Market: 5 Financial Dividend Giants With Zero Exposure

Private credit poses significant risks due to leverage and debt, with potential liquidity mismatches exacerbating financial instability.
Data science
fromTNW | Finance
6 hours ago

How AI and human judgment combine in modern financial market analysis

Intelligent Investing AI enhances financial forecasting by processing large datasets while human interpretation remains crucial for meaningful market insights.
#insider-trading
US Elections
fromwww.mediaite.com
7 hours ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
US Elections
fromFortune
2 weeks ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
2 weeks ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
1 month ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
US Elections
fromwww.mediaite.com
7 hours ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
US Elections
fromFortune
2 weeks ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
2 weeks ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
1 month ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
Growth hacking
fromEntrepreneur
1 month ago

He Ruined His Career for $46,000 - Then Became an FBI Informant for the Biggest Insider Trading Sting in History

Ambiguous performance pressure and unclear ethical boundaries enable ordinary ambitious professionals to cross into illegal activity like insider trading, with severe lifelong consequences.
Growth hacking
fromEntrepreneur
3 days ago

Forget Guessing - Here's How I Trade Stocks That Are Already Moving

Momentum traders focus on existing trends, utilizing volume, price action, and catalysts for disciplined execution in fast-paced markets.
Cryptocurrency
fromnews.bitcoin.com
2 days ago

Less Than 1% of Crypto Projects Disclose Market Maker Deals

91% of crypto protocols generate revenue, but less than 1% disclose market maker deals, highlighting transparency issues and risks for investors.
#kalshi
Poker
fromwww.businessinsider.com
4 days ago

Kalshi's not having a good time in Ohio

Kalshi was fined $5 million by Ohio for unlicensed sports betting after a court ruled its prediction market bets are considered gambling.
Venture
fromnews.bitcoin.com
3 weeks ago

Kalshi Approved for Margin Trading After Affiliate Kinetic Markets Gets FCM Registration

Kalshi Inc. has received NFA approval for Kinetic Markets as an FCM, enabling margin trading for institutional investors.
SF politics
fromReadWrite
3 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Poker
fromwww.businessinsider.com
4 days ago

Kalshi's not having a good time in Ohio

Kalshi was fined $5 million by Ohio for unlicensed sports betting after a court ruled its prediction market bets are considered gambling.
Venture
fromnews.bitcoin.com
3 weeks ago

Kalshi Approved for Margin Trading After Affiliate Kinetic Markets Gets FCM Registration

Kalshi Inc. has received NFA approval for Kinetic Markets as an FCM, enabling margin trading for institutional investors.
SF politics
fromReadWrite
3 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
from24/7 Wall St.
5 days ago

The 3 Best ETFs to Buy and Hold Through Any Market in 2026

The Vanguard S&P 500 ETF offers pure market beta at an expense ratio of 0.03%, with top holdings like NVIDIA and Apple making up over 36% of the fund.
Venture
Law
fromwww.businessinsider.com
5 days ago

A Wall Street law firm is selling software for clients to do their own legal work

ClearyX offers software to help clients perform legal work independently, reducing reliance on traditional law firms like Cleary Gottlieb.
Careers
fromEntrepreneur
6 hours ago

This Company Pays an Average of $400K. Here's What It Looks for in New Recruits, According to Its Chief People Officer.

Citadel Securities prioritizes leadership, creativity, and problem-solving in new hires, expecting them to lead from day one in an AI-driven environment.
Business
from24/7 Wall St.
9 hours ago

The Stocks Billionaires Can't Stop Buying Right Now

Following billionaire investors can provide insights into successful long-term stock investments.
Marketing tech
fromAdExchanger
6 days ago

Betterment's 'AntiMarketing' Machine | AdExchanger

Betterment's marketing strategy focuses on long-term investment and customer retention rather than short-term trading engagement.
London politics
fromwww.bbc.com
1 week ago

At-risk traders anxious despite court reprieve

Traders at Brixton Plaza are fighting eviction to make way for a supermarket, but a High Court injunction has temporarily halted the process.
#cftc
SF politics
fromReadWrite
3 days ago

CFTC hearing puts prediction markets under pressure

CFTC faces challenges distinguishing prediction markets from sportsbooks amid concerns over market integrity and consumer protection.
SF politics
fromReadWrite
3 days ago

CFTC hearing puts prediction markets under pressure

CFTC faces challenges distinguishing prediction markets from sportsbooks amid concerns over market integrity and consumer protection.
#robinhood
from24/7 Wall St.
3 days ago
Cryptocurrency

Robinhood Surges 6%: A Landmark SEC Rule Change Fuels the Rally but Schwab's Crypto Launch Looms Large

Cryptocurrency
from24/7 Wall St.
3 days ago

Robinhood Surges 6%: A Landmark SEC Rule Change Fuels the Rally but Schwab's Crypto Launch Looms Large

Robinhood stock surged 6% following the SEC's removal of the pattern day trader rule, benefiting retail investors and the company's business model.
Business
from24/7 Wall St.
9 hours ago

Mizuho Raises Robinhood to $115 as the SEC Pattern Day Trader Rule Change Opens the Floodgates

Mizuho raised Robinhood's price target to $115, citing the SEC's elimination of the $25,000 day trader rule as a positive catalyst.
Business
from24/7 Wall St.
4 days ago

Forget Robinhood: This Retail Trading Rival Delivers Better Returns at Half the Price

Robinhood's valuation is stretched, facing declining crypto revenue and regulatory risks, making it less attractive compared to competitors like Futu.
#401k
US politics
fromwww.nytimes.com
3 weeks ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
2 weeks ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
US politics
fromwww.nytimes.com
3 weeks ago

401(k) Plans Could Add Riskier Investments Under a New Rule

The Trump administration is enabling riskier alternative investments in 401(k) plans, easing regulations for plan sponsors.
Intellectual property law
fromAxios
2 weeks ago

Private equity's next step into 401(k)s

The final rule emphasizes a rules-based framework for 401(k) investments without endorsing specific asset classes like private equity or crypto.
Cryptocurrency
fromnews.bitcoin.com
3 days ago

NYSE Welcomes Morgan Stanley's MSBT Launch as First Spot Bitcoin ETF Issued by a Major US Bank

Bank-backed bitcoin ETFs are enhancing institutional adoption and market credibility, with Morgan Stanley launching the first spot bitcoin ETF by a major U.S. bank.
Business
fromTearsheet
12 hours ago

Banks had an uneventful Q1, but competition for financial flows is heating up - Tearsheet

Q1 2026 showed steady consumer spending and resilient credit metrics, with banks focusing on cash flow and customer interaction improvements.
Law
fromwww.housingwire.com
1 week ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
World news
fromReadWrite
2 weeks ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
fromwww.housingwire.com
2 weeks ago

Proposal would ease path for riskier 401(k) investments

U.S. Secretary of Labor Lori Chavez-DeRemer stated that the proposed rule aims to fulfill President Trump's promise for a new golden age by fostering a retirement system that allows more Americans to retire with dignity.
Retirement
Cryptocurrency
fromBitcoin Magazine
1 week ago

SEC Opens Limited Broker Exemption Path For Crypto Trading Interfaces

Certain user-facing interfaces for crypto trading may not need broker-dealer registration if they meet specific conditions.
Business
fromwww.businessinsider.com
2 days ago

Two Jump Trading stars are leaving the quant giant, exiting one of its most profitable units

Two influential researchers at Jump Trading, Yiming Zhang and Darko Kirovski, have resigned after significant contributions to the firm's growth.
Business
from24/7 Wall St.
2 days ago

This high yield bond fund just hit a sweet spot, but timing matters

A 6.4% yield from JNK offers income but carries significant risks due to low credit quality and sector concentration.
Cryptocurrency
fromnews.bitcoin.com
1 week ago

Bitwise Hyperliquid ETF Filing Updated Launch Could Be Near, Analyst Says

Bitwise Asset Management's BHYP ETF for HYPE token is nearing launch, with a 0.67% management fee and significant market interest.
US Elections
from24/7 Wall St.
2 weeks ago

Congress May Finally Ban Its Own Stock Trading and NANC Would Feel It First

The investment case for NANC relies on Congress members' ability to trade stocks, now facing significant legislative challenges.
Business
from24/7 Wall St.
4 days ago

This ETF Can Surge Over 100% if We're in a Bull Trap

The financial sector has recovered sharply, but the rally may be fragile due to underlying geopolitical and economic uncertainties.
London politics
fromwww.bbc.com
3 weeks ago

Traders in limbo as market closes over crime fears

Traders face uncertainty as an indoor market in east London closes due to crime concerns raised by the Metropolitan Police.
Poker
fromESPN.com
3 weeks ago

NFL asks prediction markets to stop manipulable trading

The NFL requested prediction market operators to avoid trades on easily manipulated events to protect game integrity and prevent unfair allegations.
Business
from24/7 Wall St.
3 days ago

Charles Schwab Gets Dual Price Target Boosts From Deutsche Bank and JPMorgan: Is the Brokerage Giant Ready to Run?

Charles Schwab received price target increases from Deutsche Bank and JPMorgan following strong Q1 earnings, indicating confidence in its financial outlook.
Bootstrapping
fromBusiness Matters
1 month ago

How Capital Scaling Models Support Trader Development

A well-designed learning environment with capital scaling enhances trader development and confidence, leading to better decision-making and performance.
Artificial intelligence
fromEntrepreneur
1 month ago

Why 97% of Traders Lose Money - But AI Is Changing That

Only 3% of day traders make money; AI tools now enable traders to operate systematically without emotional bias, potentially improving success rates.
Business
from24/7 Wall St.
4 days ago

Morgan Stanley Gets Dual Price Target Hikes From Barclays and Goldman Sachs: Is Wall Street's Wealth King a Must-Own?

Morgan Stanley's strong Q1 2026 results led to price target increases from Barclays and Goldman Sachs, highlighting its operational excellence.
#prediction-markets
Cryptocurrency
fromFortune
2 weeks ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Law
fromFast Company
1 month ago

Traders flocked to prediction markets-now a criminal case is testing the model

Arizona filed criminal charges against Kalshi, a prediction market platform, for operating an illegal gambling business and allowing bets on political races, despite the platform being federally legal as a financial trading platform.
Cryptocurrency
fromFortune
2 weeks ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Law
fromFast Company
1 month ago

Traders flocked to prediction markets-now a criminal case is testing the model

Arizona filed criminal charges against Kalshi, a prediction market platform, for operating an illegal gambling business and allowing bets on political races, despite the platform being federally legal as a financial trading platform.
#stock-market
Business
from24/7 Wall St.
6 days ago

This Wall Street Veteran Says the Market Has Bottomed - Here's What He Thinks Comes Next

Timing the stock market is difficult, but focusing on long-term bullish trends can be beneficial, especially after recent market corrections.
Business
from24/7 Wall St.
6 days ago

This Wall Street Veteran Says the Market Has Bottomed - Here's What He Thinks Comes Next

Timing the stock market is difficult, but focusing on long-term bullish trends can be beneficial, especially after recent market corrections.
Retirement
fromTechCrunch
1 month ago

SEC eyes shift to twice-yearly earnings reports | TechCrunch

The SEC is developing a proposal to allow public companies to report earnings semiannually instead of quarterly, potentially reducing compliance costs and encouraging more companies to go public.
NYC real estate
fromCurbed
1 month ago

How Much Can a Broker Really Lie to Me?

Brokers in New York City rental markets can legally mislead tenants about lease status, though such practices are ethically questionable and exploit the competitive housing market.
Business intelligence
from24/7 Wall St.
1 month ago

Bonds or Dividend Stocks? Do Both With These Investing Options

Dividend stocks and high-yield bonds offer reliable income opportunities in current market conditions, with Enbridge and Treasury bonds presenting strong value propositions.
UK news
fromCity AM
1 month ago

Banks push for tech giants to share scam ad costs

Social media platforms profit from scam advertisements but contribute nothing to fraud reimbursement costs borne by banks and payment firms.
US news
fromwww.npr.org
1 month ago

Wall Street is betting on tariff refunds after Supreme Court ruling

Wall Street hedge funds are purchasing tariff refund claims from importers at discounts averaging 45 cents on the dollar, capitalizing on uncertainty about refund timing and process following the Supreme Court's tariff ruling.
Miscellaneous
fromBusiness Matters
1 month ago

Programmatic Risk Management for Derivative Trading

Leverage in derivatives requires real-time programmatic risk controls embedded in trading architecture to prevent rapid account depletion from market moves.
Real estate
fromwww.housingwire.com
1 month ago

The 200-Basis-point gap: Why many lenders are leaving money on the table

A persistent 200 basis point performance gap between top and bottom tier lenders reflects structural industry inefficiency, not cyclical conditions, with top lenders earning 139 basis points while bottom lenders lose 70 basis points.
Careers
fromwww.housingwire.com
1 month ago

Wall Street vs. Main Street: Defending the independent brokerage model

Leaders must acknowledge industry challenges while maintaining perseverance and optimism to drive growth and better serve clients and constituents.
fromBusiness Insider
1 month ago

Money managers are hungrier than ever for obscure data to give them an edge

Hedge funds and other money managers spent $2.8 billion on alternative data in 2025, according to a new report from consultancy Neudata, a 17% jump from the year before. It's more than double what asset managers spent on alternative data in 2021, which includes a wide range of non-traditional information sources. The report projects that the total spend on alternative datasets could jump to more than $23 billion in the consultancy's bull case in 2030 and just under $8 billion in the bear case.
Data science
US politics
fromAxios
2 months ago

Integrity faces a critical moment of peril

Incentives across markets, media, sports, and politics increasingly reward ethical boundary-pushing and gaming systems, eroding trust and encouraging manufactured realities.
Artificial intelligence
fromWIRED
1 month ago

Wall Street Has AI Psychosis

A blog post predicting AI-driven unemployment and market collapse in 2028 triggered significant stock market volatility, reflecting widespread anxiety about artificial intelligence's economic impact despite containing no novel predictions.
Miscellaneous
fromSilicon Canals
2 months ago

ICE Announces Record Open Interest Across its Interest Rate Derivatives Markets - Silicon Canals

ICE's interest rate derivatives markets recorded record open interest of 42.3 million contracts (Feb 11, 2026), driving total futures and options OI to 116.5 million.
Business
fromHarvard Business Review
1 month ago

Boards Often Misunderstand What Stock Buybacks Really Cost

Share buybacks are often misunderstood as capital returns when they primarily offset dilution from stock-based compensation rather than representing true shareholder payouts.
Real estate
fromwww.housingwire.com
2 months ago

Best practices for real estate buyer-broker agreements take shape

Brokerages implemented rapid, standardized training, tech-integrated disclosures, and layered audits nationwide to ensure compliance with buyer representation and compensation practice changes.
from24/7 Wall St.
1 month ago

Why Preferred Shares Matter, And How to Invest

Preferred shares represent a hybrid form of ownership. They're classified as equities for accounting and capital structure purposes. However, this asset's cash flows resemble debt. Holders receive fixed or floating dividends that must be paid before common shareholders see a cent, giving these securities a senior position in the payout hierarchy.
Miscellaneous
Law
fromBusiness Insider
1 month ago

An upcoming trial will ask a Manhattan jury a tricky question: how do you feel about Wall Street?

Kathryn Shiber alleges Centerview Partners fired her for being unable to work late due to a mood and anxiety disorder, exposing demanding Wall Street hours.
Real estate
fromwww.housingwire.com
2 months ago

Good intentions do not protect brokers from trust account violations

Brokers must implement end-to-end trust fund systems proving penny-perfect compliance; intent does not excuse control failures or inadequate supervision.
fromReadWrite
1 month ago

Kalshi insider trading enforcement sparks criticism

The Commission has full authority to police illegal trading practices occurring on any DCM, including those described above related to prediction markets. Kalshi used its own announcement to underscore that we ban insider trading and said it had launched about 200 investigations over the past year. More than a dozen of those inquiries led to formal enforcement actions.
Cryptocurrency
fromwww.housingwire.com
1 month ago

AD Mortgage launches its largest non-QM securitization yet

The deal represents a defining milestone for the firm. It reflects not only the continued strength of the non-QM RMBS market, but also the confidence investors place in our platform and in AD non-QM mortgages as a premier asset class.
Real estate
fromBitcoin Magazine
1 month ago

Morgan Stanley: We Want To Have Bitcoin Trading And Custody

This is a natural progression. We can't just primarily rent the technology to do this. People expect Morgan Stanley - they trust our brand - to be no fail.
Cryptocurrency
Business
fromBusiness Insider
1 month ago

Everything you want to know about the drama in private credit but were too afraid to ask

Private credit, a $3 trillion market where investors loan directly to businesses, faces scrutiny after major firms experienced significant redemptions and fund freezes, raising concerns about potential bubble risks.
Business
fromBusiness Insider
2 months ago

How this job went from the Wall Street equivalent of a used car dealer to the hottest gig for 2026

Secondary-market advisory and continuation-vehicle deals have become a major growth area as investment banks expand teams to capture rising private-equity liquidity demand.
Business
fromBusiness Matters
1 month ago

Understanding Trading: A Beginner's Guide to Financial Markets

Trading involves buying and selling financial assets for profit, focusing on short-term price movements driven by supply, demand, economic news, and investor psychology.
Business
from24/7 Wall St.
1 month ago

Goldman Sachs Says Hedge Funds and Mutual Funds Both Love 5 Top Stocks

Goldman Sachs' research analyzes $9 trillion in equity positions across hedge funds and mutual funds, revealing sector consensus and divergence in 2026 investment strategies.
Business
fromBusiness Insider
2 months ago

Union calls for SEC inquiry into Apollo's 'misleading' Epstein ties

The American Federation of Teachers asked the SEC to probe Apollo Global Management over potentially misleading disclosures about firm partners' connections to Jeffrey Epstein.
[ Load more ]