#idx-restrictions

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Law
fromReadWrite
17 minutes ago

Gemini and Coinbase New York lawsuits explained - why it matters

New York Attorney General sues Coinbase and Gemini for operating illegal online gambling markets without required licenses.
fromwww.housingwire.com
14 hours ago

Two Harbors sued over protections in CCM proposed acquisition

The lawsuit claims Two Harbors submitted materially incomplete and misleading financial disclosures, alleging that the board agreed to unfair deal protections and that executives timed stock trades to personally benefit from the mergers and acquisitions activity.
Intellectual property law
#kalshi
Cryptocurrency
fromnews.bitcoin.com
17 hours ago

New York Fintech, Prediction Market Giant Kalshi Eyes US Market for Crypto Perpetual Derivatives

Kalshi is set to launch CFTC-regulated crypto perpetual futures for U.S. traders, targeting the derivatives market.
Law
fromReadWrite
1 hour ago

Kalshi seeks Montana injunction over state enforcement

Kalshi seeks a federal court injunction to prevent Montana from enforcing state gambling laws against its federally regulated prediction market.
Venture
fromnews.bitcoin.com
3 weeks ago

Kalshi Approved for Margin Trading After Affiliate Kinetic Markets Gets FCM Registration

Kalshi Inc. has received NFA approval for Kinetic Markets as an FCM, enabling margin trading for institutional investors.
Law
fromReadWrite
6 days ago

Kalshi Ohio dispute over $5M fine intensifies

Kalshi is contesting a proposed $5 million fine from Ohio regulators, claiming it violates federal oversight principles.
SF politics
fromReadWrite
4 weeks ago

Kalshi tightens rules banning insider trading on certain markets

Kalshi is implementing stricter measures to prevent insider trading by blocking politicians and athletes from trading in relevant markets.
Law
fromReadWrite
2 weeks ago

Federal appeals court ruling strengthens Kalshi case

Kalshi won a federal appeals court ruling that federal law likely overrides New Jersey's gambling restrictions.
#robinhood
Business
from24/7 Wall St.
1 day ago

Mizuho Raises Robinhood to $115 as the SEC Pattern Day Trader Rule Change Opens the Floodgates

Mizuho raised Robinhood's price target to $115, citing the SEC's elimination of the $25,000 day trader rule as a positive catalyst.
Business
from24/7 Wall St.
5 days ago

Forget Robinhood: This Retail Trading Rival Delivers Better Returns at Half the Price

Robinhood's valuation is stretched, facing declining crypto revenue and regulatory risks, making it less attractive compared to competitors like Futu.
Business
fromnews.bitcoin.com
1 week ago

Robinhood Restricts High-Risk Prediction Contracts Amid Israel Insider Trading Charges, Iran Bet Scrutiny

Robinhood has removed certain prediction market contracts due to concerns over market manipulation and insider trading risks.
SF politics
fromwww.housingwire.com
1 day ago

KBW says Fannie, Freddie privatization window is narrowing

The privatization window for Fannie Mae and Freddie Mac is narrowing, with low odds before the November 2026 midterms.
Careers
fromwww.businessinsider.com
2 days ago

One of the most stressful jobs in finance right now: private credit sales

Private credit professionals are shifting from growth to defense as redemption requests rise and concerns about credit quality increase.
Data science
fromTNW | Finance
1 day ago

How AI and human judgment combine in modern financial market analysis

Intelligent Investing AI enhances financial forecasting by processing large datasets while human interpretation remains crucial for meaningful market insights.
#insider-trading
US Elections
fromwww.mediaite.com
1 day ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
US Elections
fromFortune
2 weeks ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
2 weeks ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
1 month ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
US Elections
fromwww.mediaite.com
1 day ago

BBC Report Finds Signs of Insider Trading' Based on Trump's Posts

Illegal insider trading signs linked to Trump's announcements show potential market manipulation, but prosecution likelihood remains low.
US Elections
fromFortune
2 weeks ago

Prediction markets have sparked a golden age of insider trading-but the party may be coming to an end | Fortune

Insider trading in prediction markets has surged, raising concerns about unethical betting practices and lack of regulatory oversight.
Law
fromFortune
2 weeks ago

New top federal enforcer has his sights set on ending insider trading on prediction markets | Fortune

Curbing insider trading on prediction markets is a top priority for the Commodity Futures Trading Commission.
US politics
fromThe New Yorker
1 month ago

How to Prevent Insider Trading on Trump's Wars

Anonymous bets on Polymarket predicting a U.S. strike on Iran, placed hours before the attack, generated over $1.2 million in profits, raising concerns about insider trading and the need for prediction market regulation.
#mortgage-industry
fromwww.housingwire.com
2 days ago
Real estate

The GPS for equity: Building the industry's first true navigation infrastructure

The mortgage industry must shift focus from speed to helping borrowers navigate complex financial decisions.
Real estate
fromwww.housingwire.com
2 days ago

The GPS for equity: Building the industry's first true navigation infrastructure

The mortgage industry must shift focus from speed to helping borrowers navigate complex financial decisions.
DevOps
fromwww.bankingdive.com
2 days ago

How proactive DEX strengthens IT compliance in financial services

Proactive DEX management helps financial services organizations address compliance challenges by continuously monitoring and improving the digital workplace.
Poker
fromBusiness Matters
6 days ago

The Gambling Commission's Reforms Separate the Best From the Rest

Five UK online casino operators shut down due to high compliance costs from new regulations, highlighting the impact of increased regulatory burdens on businesses.
#prediction-markets
World politics
fromenglish.elpais.com
5 days ago

Experts call for tighter controls on prediction markets: They pose underappreciated threats to democratic integrity'

Prediction markets raise ethical concerns and potential manipulation risks, prompting calls for stricter regulation to protect democratic integrity.
SF politics
fromwww.theguardian.com
4 weeks ago

Kalshi and Polymarket ban insider trading as senators look to curb prediction markets

Kalshi and Polymarket implemented new rules to enhance market safety after proposed legislation threatened the prediction market industry.
Cryptocurrency
fromFortune
2 weeks ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
World politics
fromenglish.elpais.com
5 days ago

Experts call for tighter controls on prediction markets: They pose underappreciated threats to democratic integrity'

Prediction markets raise ethical concerns and potential manipulation risks, prompting calls for stricter regulation to protect democratic integrity.
SF politics
fromwww.theguardian.com
4 weeks ago

Kalshi and Polymarket ban insider trading as senators look to curb prediction markets

Kalshi and Polymarket implemented new rules to enhance market safety after proposed legislation threatened the prediction market industry.
Cryptocurrency
fromFortune
2 weeks ago

Prediction markets caught insider traders in real time. Congress wants to shut them down anyway | Fortune

Prediction markets expose insider trading issues, offering transparency through blockchain technology, and should not be banned by legislation.
Law
fromwww.theguardian.com
2 hours ago

AI hallucinations found in high-profile Wall Street law firm filing

Sullivan & Cromwell admitted to filing errors in court due to AI-generated hallucinations, leading to inaccurate citations and misquotations.
#sec
Cryptocurrency
fromnews.bitcoin.com
18 hours ago

SEC Chair Drives Pro-Crypto Agenda as Innovation Exemption Nears for On-Chain Securities Trading

SEC Chairman Paul S. Atkins advocates for clearer crypto regulations and reduced compliance burdens to foster innovation in U.S. capital markets.
fromnews.bitcoin.com
1 day ago
Cryptocurrency

Historic First Year: SEC Under Atkins Resets Crypto Policy With Focus on Clarity and Growth

SEC under Paul Atkins emphasizes regulatory clarity to strengthen U.S. capital markets and support innovation, including crypto.
fromnews.bitcoin.com
2 weeks ago
Information security

SEC Warns Fake Officials Exploit Trust With Fraud Tactics Targeting Investors

Impersonation scams using SEC branding are increasing, exploiting investor trust through social media and text messages.
Cryptocurrency
fromnews.bitcoin.com
18 hours ago

SEC Chair Drives Pro-Crypto Agenda as Innovation Exemption Nears for On-Chain Securities Trading

SEC Chairman Paul S. Atkins advocates for clearer crypto regulations and reduced compliance burdens to foster innovation in U.S. capital markets.
Business
fromnews.bitcoin.com
1 day ago

No More Suing: SEC Chair Paul Atkins Swaps Lawsuits for 'ACT' Strategy

SEC Chair Paul Atkins introduced a new 3-pillar ACT strategy to revitalize the agency and attract crypto firms back to the U.S.
Cryptocurrency
fromnews.bitcoin.com
1 day ago

Historic First Year: SEC Under Atkins Resets Crypto Policy With Focus on Clarity and Growth

SEC under Paul Atkins emphasizes regulatory clarity to strengthen U.S. capital markets and support innovation, including crypto.
from24/7 Wall St.
6 days ago

The 3 Best ETFs to Buy and Hold Through Any Market in 2026

The Vanguard S&P 500 ETF offers pure market beta at an expense ratio of 0.03%, with top holdings like NVIDIA and Apple making up over 36% of the fund.
Venture
London politics
fromwww.bbc.com
1 week ago

At-risk traders anxious despite court reprieve

Traders at Brixton Plaza are fighting eviction to make way for a supermarket, but a High Court injunction has temporarily halted the process.
#cftc
SF politics
fromReadWrite
4 days ago

CFTC hearing puts prediction markets under pressure

CFTC faces challenges distinguishing prediction markets from sportsbooks amid concerns over market integrity and consumer protection.
SF politics
fromReadWrite
4 days ago

CFTC hearing puts prediction markets under pressure

CFTC faces challenges distinguishing prediction markets from sportsbooks amid concerns over market integrity and consumer protection.
Real estate
fromwww.housingwire.com
4 days ago

Portable credit reports could lower costs, but fraud worries persist

Consumer-controlled portable credit reports could reduce costs and repeat pulls, but may increase fraud risk according to credit reporting advocates.
Business
fromJezebel
1 day ago

The Stock Market Can Stay Irrational Longer than You Can Stay Solvent

Allbirds' stock surged 600% after announcing a shift to AI, illustrating market irrationality during manias.
#fincen
Law
fromwww.housingwire.com
19 hours ago

Fidelity National Financial appeals ruling upholding FinCEN AML rule

FNF's lawsuit against FinCEN challenges a rule requiring detailed reporting on all-cash home purchases, claiming it is arbitrary and causes irreparable harm.
Law
fromwww.housingwire.com
1 week ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
Law
fromwww.housingwire.com
3 weeks ago

FinCEN's anti-money laundering rule struck down now what?

FinCEN has authority to regulate real estate transactions and enforce reporting requirements under the Bank Secrecy Act.
Law
fromwww.housingwire.com
19 hours ago

Fidelity National Financial appeals ruling upholding FinCEN AML rule

FNF's lawsuit against FinCEN challenges a rule requiring detailed reporting on all-cash home purchases, claiming it is arbitrary and causes irreparable harm.
Law
fromwww.housingwire.com
1 week ago

FinCEN proposes new AML rule for financial institutions

FinCEN proposed a rule to reform AML/CFT programs, focusing on effectiveness and reducing compliance burdens for financial institutions.
Law
fromwww.housingwire.com
3 weeks ago

FinCEN's anti-money laundering rule struck down now what?

FinCEN has authority to regulate real estate transactions and enforce reporting requirements under the Bank Secrecy Act.
#ai-governance
Artificial intelligence
fromwww.housingwire.com
6 days ago

GSE AI governance rules hit lenders and servicers

Fannie Mae and Freddie Mac established new AI governance standards for mortgage lenders, impacting operations beyond underwriting and requiring comprehensive documentation and controls.
Artificial intelligence
fromwww.housingwire.com
6 days ago

GSE AI governance rules hit lenders and servicers

Fannie Mae and Freddie Mac established new AI governance standards for mortgage lenders, impacting operations beyond underwriting and requiring comprehensive documentation and controls.
Cryptocurrency
fromnews.bitcoin.com
3 days ago

This Week in Crypto Law (Apr. 12, 2026)

This week in crypto law showed a shift from experimentation to integration with federal authority reinforced and traditional finance deepening digital asset involvement.
Business
from24/7 Wall St.
3 days ago

This high yield bond fund just hit a sweet spot, but timing matters

A 6.4% yield from JNK offers income but carries significant risks due to low credit quality and sector concentration.
Poker
fromWIRED
2 weeks ago

Nobody Knows How to File Taxes on Prediction Market Wins

Tax guidance for prediction market profits is unclear, leaving taxpayers uncertain about reporting obligations.
World news
fromReadWrite
3 weeks ago

Experts say geopolitical trades test limits of insider trading laws

Unusual trading patterns before Trump's Iran announcement raise questions about market integrity and the adequacy of current regulations.
Cryptocurrency
fromnews.bitcoin.com
4 days ago

Less Than 1% of Crypto Projects Disclose Market Maker Deals

91% of crypto protocols generate revenue, but less than 1% disclose market maker deals, highlighting transparency issues and risks for investors.
Law
fromwww.housingwire.com
4 days ago

OCC consent order targets VA refis at Federal Savings Bank

The OCC mandates banks to correct practices involving misleading fees and terms in loan advertisements.
Business
from24/7 Wall St.
5 days ago

Why Income Investors Love GAB's Dividend (And Why They Shouldn't)

Gabelli Equity Trust offers a high yield through managed distributions, leveraging capital gains and returning capital to shareholders, not purely organic income.
fromAxios
3 weeks ago

Private equity's next step into 401(k)s

"I'm surprised by how neutral the rule was, when you think about the massive amount of lobbying there's been around it. It doesn't say certain assets are good or bad. Instead, it really focuses on making a rules-based framework instead of a litigation-based one."
Intellectual property law
#bitcoin-etf
Cryptocurrency
fromnews.bitcoin.com
5 days ago

NYSE Welcomes Morgan Stanley's MSBT Launch as First Spot Bitcoin ETF Issued by a Major US Bank

Bank-backed bitcoin ETFs are enhancing institutional adoption and market credibility, with Morgan Stanley launching the first spot bitcoin ETF by a major U.S. bank.
Cryptocurrency
fromBitcoin Magazine
3 weeks ago

Morgan Stanley Set To Undercut Bitcoin ETF Rivals With 0.14% Fee Ahead Of Launch

Morgan Stanley's Bitcoin Trust will charge 0.14% annually, making it the lowest fee spot bitcoin ETF in the U.S.
Business
from24/7 Wall St.
5 days ago

This ETF Can Surge Over 100% if We're in a Bull Trap

The financial sector has recovered sharply, but the rally may be fragile due to underlying geopolitical and economic uncertainties.
fromReadWrite
5 days ago

Iowa bill targets prediction markets and insider trading

The measure, known as Senate File 2494, is aimed at event-driven contracts and the online platforms where people buy and sell them. Lawmakers are pitching it as a way to bring structure and oversight to prediction-style markets that have grown exponentially in the past two years.
Law
fromThe Verge
4 weeks ago

Kalshi says it will block politicians and athletes from trading in markets they're tied to

The guardrails we built use state-of-the-art technology and screening lists, but no screening system is perfect, and motivated bad actors consistently try to find a way.
Privacy technologies
#polymarket
Cryptocurrency
fromReadWrite
4 weeks ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
4 weeks ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
Cryptocurrency
fromReadWrite
4 weeks ago

Polymarket updates rules targeting insider trading risks

Polymarket has implemented stricter trading rules to enhance compliance and prevent insider trading in prediction markets.
Cryptocurrency
fromEngadget
4 weeks ago

Polymarket is cracking down on insider trading with updated rules

Polymarket is enhancing its rules against insider trading and market manipulation in response to suspicious betting activities.
US Elections
from24/7 Wall St.
2 weeks ago

Congress May Finally Ban Its Own Stock Trading and NANC Would Feel It First

The investment case for NANC relies on Congress members' ability to trade stocks, now facing significant legislative challenges.
Business
from24/7 Wall St.
5 days ago

How to Gain AI Exposure Without Picking Stocks: 3 ETF Strategies Compared

AI infrastructure spending is accelerating, with ETFs providing diverse investment opportunities in the semiconductor and AI sectors.
Poker
fromESPN.com
3 weeks ago

NFL asks prediction markets to stop manipulable trading

The NFL requested prediction market operators to avoid trades on easily manipulated events to protect game integrity and prevent unfair allegations.
Cryptocurrency
fromBitcoin Magazine
1 week ago

SEC Opens Limited Broker Exemption Path For Crypto Trading Interfaces

Certain user-facing interfaces for crypto trading may not need broker-dealer registration if they meet specific conditions.
Cryptocurrency
fromnews.bitcoin.com
1 week ago

SEC and CFTC Fast-Track US Crypto Oversight Using Interpretive Rules to Bypass Lengthy Rulemaking

U.S. regulators are using interpretive rules for faster crypto oversight, prioritizing clarity and reducing barriers for digital asset expansion.
Retirement
fromTechCrunch
1 month ago

SEC eyes shift to twice-yearly earnings reports | TechCrunch

The SEC is developing a proposal to allow public companies to report earnings semiannually instead of quarterly, potentially reducing compliance costs and encouraging more companies to go public.
Cryptocurrency
fromnews.bitcoin.com
1 week ago

Bitwise Hyperliquid ETF Filing Updated Launch Could Be Near, Analyst Says

Bitwise Asset Management's BHYP ETF for HYPE token is nearing launch, with a 0.67% management fee and significant market interest.
Privacy professionals
fromwww.housingwire.com
1 month ago

Reducing risk: Why logging, protection, and review matter

Application logs are critical cybersecurity safeguards that provide visibility into system behavior, enabling early detection of security threats and operational issues in real estate and mortgage lending organizations.
Cannabis
from24/7 Wall St.
1 month ago

The One IRS Rule Keeping Cannabis Stocks Down Despite Record Cash Flow

Retail investors are betting on cannabis ETF MSOS through options ahead of potential federal rescheduling, with Section 280E tax relief being the critical catalyst for multi-state cannabis operators.
Cryptocurrency
fromnews.bitcoin.com
3 weeks ago

Interactive Brokers Launches Crypto Trading for Individual Investors in Europe

Interactive Brokers enables EEA investors to trade 11 major cryptocurrencies alongside traditional assets on a single platform.
Real estate
fromwww.housingwire.com
1 month ago

Longbridge launches RetentionIQ to protect broker pipelines

Longbridge Financial launched RetentionIQ to automatically prevent retail team contact with borrowers in broker pipelines, reducing channel conflict through standardized outreach protocols.
Cryptocurrency
fromnews.bitcoin.com
3 weeks ago

Strategy's Latest SEC Filing Shows No Bitcoin Purchases or Share Sales During Quiet Week

Strategy Inc. reported no bitcoin purchases or equity sales, maintaining transparency in its treasury movements and emphasizing its bitcoin reserves as a core asset.
Business
fromFortune
1 month ago

The SEC may be about to blow up the quarterly earnings cycle. Here's why CFOs are nervous. | Fortune

CFOs may need to adapt to potential SEC proposal allowing semiannual financial reporting instead of quarterly, impacting investor relations and governance.
Startup companies
fromReadWrite
2 months ago

Sporttrade applies with CFTC to become a registered exchange

Sporttrade applied for CFTC DCM and DCO registration to become the first state-licensed betting operator seeking federal exchange and clearing registration.
US politics
fromAxios
2 months ago

Integrity faces a critical moment of peril

Incentives across markets, media, sports, and politics increasingly reward ethical boundary-pushing and gaming systems, eroding trust and encouraging manufactured realities.
Cryptocurrency
fromnews.bitcoin.com
4 weeks ago

SEC Chief Reinforces Crypto Framework With Clearer Token Classification Boundaries

Regulatory clarity for digital assets is evolving, with a focus on defining tokens under federal securities laws and compliance for entrepreneurs.
Careers
fromwww.housingwire.com
1 month ago

Wall Street vs. Main Street: Defending the independent brokerage model

Leaders must acknowledge industry challenges while maintaining perseverance and optimism to drive growth and better serve clients and constituents.
fromwww.housingwire.com
1 month ago

FinCEN's AML rule reshaping title processes and buyer behavior

I don't want the closers and processors to have to get into the weeds with this. I don't want there to be any negative shadowing of our title offices, because we're having to ask for this. It's really not a title role, as far as the title insurance product that we provide. It definitely has been tasked to us, but it's not something that I want to be viewed as, 'Title requires this.' This is a governmental requirement.
Real estate
Real estate
fromwww.housingwire.com
2 months ago

How to Comply with FinCEN Without Break Your Operations (or Budget)

FinCEN's Residential Real Estate Rule, effective March 1, 2026, requires title and escrow teams to file file-by-file AML reports and embed compliance into core workflows.
fromwww.housingwire.com
1 month ago

AD Mortgage launches its largest non-QM securitization yet

The deal represents a defining milestone for the firm. It reflects not only the continued strength of the non-QM RMBS market, but also the confidence investors place in our platform and in AD non-QM mortgages as a premier asset class.
Real estate
Real estate
fromwww.housingwire.com
1 month ago

The 200-Basis-point gap: Why many lenders are leaving money on the table

A persistent 200 basis point performance gap between top and bottom tier lenders reflects structural industry inefficiency, not cyclical conditions, with top lenders earning 139 basis points while bottom lenders lose 70 basis points.
Real estate
fromwww.housingwire.com
1 month ago

Regulators urged to ease bank capital rules for mortgages

Trade groups asked regulators to recalibrate bank capital requirements for residential mortgages, MSRs, and warehouse lending to better reflect current risk and protections.
Law
fromwww.housingwire.com
1 month ago

Trigger leads restrictions rewrite mortgage outreach rules

A new federal law effective March 5 prohibits credit bureaus from selling trigger leads to lenders, significantly reducing unsolicited mortgage solicitations unless consumers opt in or lenders have existing relationships.
Business
fromThe Drum
2 months ago

The dos and don'ts of the M&A rulebook for agencies

M&A activity favors agencies that grew during COVID-19, with buyers seeking scalable, digitally capable firms and increased interest in APAC independents.
fromReadWrite
1 month ago

Kalshi insider trading enforcement sparks criticism

The Commission has full authority to police illegal trading practices occurring on any DCM, including those described above related to prediction markets. Kalshi used its own announcement to underscore that we ban insider trading and said it had launched about 200 investigations over the past year. More than a dozen of those inquiries led to formal enforcement actions.
Cryptocurrency
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